Webinar: Compliance & Ethics - A Key Component of an Enterprise Risk Management Program
Learn how features of compliance and ethics programs can be effectively integrated with risk management and corporate governance practices.
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Held on: November 1, 2006
Duration: 1 hour
Presenter:
José Tabuena, Center for Corporate Governance, Deloitte & Touche LLP
Who Attended:
- Ethics and Compliance Officers
- Chief Audit Executives
- Chief Risk Officers
- Chief Financial Officers
- Other Financial, Audit, Compliance, and Risk Professionals
Driven by regulatory pressures, substantial resources are being expended on developing and enhancing Compliance and Ethics Programs. Visionary companies are now realizing that these programs can do more that keep them out of court, prevent fines, and protect their reputation. Compliance and Ethics Programs are becoming a vital feature of an overall Enterprise Risk Management (ERM) strategy, minimizing the effects of risk on an organization’s strategic objectives and ultimately increasing stakeholder value. An effective Compliance and Ethics Program can assist in providing better risk intelligence and improve competitive advantage by improving an organization’s ability to prevent, quickly detect, correct, and escalate critical risk issues.
In this informative web seminar, governance and compliance program specialist José Tabuena, with the Center for Corporate Governance, Deloitte & Touche LLP, spoke on how features of compliance and ethics programs - including program design, reporting systems, training, cultural assessments and monitoring strategies - can be effectively integrated with risk management and corporate governance practices.
Topics Covered:
- Overview of Enterprise Risk Management and the COSO model
- Ethics as a corporate asset – Integrating the compliance and ethics program with ERM and corporate governance
- Risk identification under the COSO model
- Specific compliance program applications and tools used to support ERM such as cultural assessments, reporting systems and incident management platforms, and ethics training
- Assessing Compliance and Ethics Program effectiveness as part of an overall ERM strategy
Presenter's Bio:
José Tabuena
José is with the Center for Corporate Governance at Deloitte & Touche LLP, where he coordinates firm resources for building knowledge on governance issues, trends, and best practices, including strategies for managing ethics and compliance program services. He previously served as a Compliance Officer in healthcare and as a former practicing attorney handling regulatory and litigation matters.
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